History

Financing Experience

The following table sets forth a list of the transactions E. Wagner & Associates, Inc. introduced to market as a sole underwriter, co-manager, or financial advisor

Year 2007       Year 2004        Year 2001         Year 1998
Year 2006       Year 2003        Year 2000          Year 1997
Year 2005        Year 2002         Year 1999          Year 1985-1996

Issue, Type, Date of Issue	Principal Amount	Role
Year 2008
Redevelopment Agency of the City of San Leandro Tax Allocation Bonds, Series 2008 (Alameda County-City of San Leandro Redevelopment Project) Tax Allocation Bonds, Series 2008	$27,530,000	Financial Advisor
Year 2007
City of San Jose Subordinate Multifamily Housing Revenue Bonds (Almaden Family Apartments Project) Series 2007B City of Novato Community Facilities District No. 2002-1 (Pointe Marin) Special Tax Refunding Bonds, Series 2007 City of Capitola 2007 Taxable Pension Obligations Bonds City of San Jose Mulitfamily Housing Revenue Bonds (Casa Feliz Studio Apartments) Series 2007A City of San Leandro 2007 Certificates of Participation (Library and Fire Stations Refunding Projects) State of California General Obligation Refunding Bonds City of Novato General Obligation Bonds Series 2007	$6,385,000 $11,915,000 $5,040,000 $2,055,000 $23,425,000 $4,096,410,000 $5,000,000	Financial Advisor Financial Advisor Financial Advisor Financial Advisor Financial Advisor Co-Manager Underwriter Financial Advisor
Year 2006
Sacramento City Financing Authority 2006 Capital Improvement Revenue Bonds Series C, D and E City of Milpitas Certificates of Participation 2006 Series A (City of Milpitas Sewer Financing) California Statewide Communities Development Authority Statewide Community Infrastructure Program Revenue Bonds Series 2006A California Statewide Communities Development Authority Taxable Pension Obligation Bonds 2006 Series A-1 (Current Interest Bonds) California Statewide Communities Development Authority Taxable Pension Obligation Bonds 2006 Series A-2 (Capital Appreciation Bonds) Sacramento City Financing Authority 2006 Capital Improvement Revenue Bonds, Series A (Community Reinvestment Capital Improvement Program) Sacramento City Financing Authority 2006 Capital Improvement Revenue Bonds, Series B (Community Reinvestment Capital Improvement Program)	$215,205,000 $9,535,000 $19,015,000 $27,985,000 $34,828,647.20 $95,900,000 $55,235,000	Co-Manager Underwriter Financial Advisor Financial Advisor Co-Managing Underwriter Co-Managing Underwriter Co-Managing Underwriter Co-Managing Underwriter
Year 2005
Sacramento City Financing Authority 2005 Tax Allocation Bonds, Series A (Merged Downtown and Oaks Park Projects) Sacramento City Financing Authority 2005 Tax Allocation Bonds, Series B (Merged Downtown and Oaks Park Projects) Sacramento City Financing Authority 2005 Refunding Revenue Bonds (Solid Waste, Redevelopment & Master Lease Prog. Facilities) Redevelopment Agency of the City of Novato Hamilton Field Redevelopment Project 2005 Tax Allocation Housing Bonds, Series A Redevelopment Agency of the City of Novato Hamilton Field Redevelopment Project Tax Allocation Housing Bonds, Series 2005 Los Angeles County Public Works Financing Authority Refunding Revenue Bonds, Series 2005A (Los Angeles Regional Park * Open Space District)	$92,372,000 $46,750,000 $173,925,000 $9,520,000 $24,835,000 $182,365,000	Co-Managing Underwriter Co-Managing Underwriter Co-Managing Underwriter Financial Advisor Financial Advisor Co-Managing Underwriter
Year 2004
Monterey Bay Self-Insurance Authority Revenue Note, Series 2004 (Workers Compensation Program) City of Novato Community Facility District No. 1994-1 (Hamilton Field) 2004 Refunding Special Tax Bonds City of Novato Public Financing Authority Corporation Yard Improvement Project (Capital Project 98-012) City of Novato Community Facilities District No. 1 (Vintage Oaks Public Improvements) 2004 Refunding Special Tax Bonds Redevelopment Agency of the City of San Leandro West San Leandro/MacArthur Boulevard Redevelopment Tax Allocation Bonds, Series 2004	$5,510,000 $22,665,000 $1,745,000 $23,780,000 $5,500,000	Private Placement Financial Advisor Private Placement Financial Advisor Financing Advisor
Year 2003
City of San Jose Variable Rate Demand Multifamily Housing Revenue Bonds (Alameden Family Apartments Project) Santa Paula Public Financing Authority Water Revenue Bonds, Series 2003 Sacramento City Financing Authority 2003 Capital Improvement Revenue Bonds (911 Call Center and Other Municipal Projects) City of San Leandro 2003 Certificates of Participation (City Hall Refunding Project) City of Pleasanton Certificates of Participation Series 2003 (Golf Course/Senior Center Project) City of Alameda General Obligation Bonds Series 2003 City of Martinez Certificates of Participation (2003 Refinancing Project) City of San Leandro Variable Rate Demand Multifamily Housing Bonds (Carlton Plaza of San Leandro Project) City of San Jose Community Facilities District No. 9 (Bailey/Highway 101) Special Tax Bonds, Series 2003 Los Angeles County Public Works Financing Authority Refunding Revenue Bonds (Los Angeles County Flood Control District) Series 2003A	$31,300,000 $29,430,000 $68,470,000 $12,550,000 $27,505,000 $10,600,000 $7,795,000 $11,220,000 $13,560,000 $143,195,000	Financial Advisor Financial Advisor Financial Advisor Financial Advisor Financial Advisor Financial Advisor Financial Advisor Financial Advisor Financial Advisor Co-Managing Underwriter
Year 2002
City of San Jose Multifamily Housing Revenue Bonds (Monte Vista gardens Senior Housing Apt. Project, Phase II) Series, 2002 C-2 Redevelopment Agency of the City of San Leandro Plaza Redevelopment Project Tax Allocation Bonds, Series 2002 Sacramento City Financing Authority 2002 Refunding Revenue Bonds City of Cupertino Certificates of Participation (2002 Refinancing and Capital Improvement Project) Rancho Murieta Community Facilities District Community Facilities District No. 1 2002 Special Tax and Refunding Bonds City of San Jose Variable Rate Demand Multifamily Housing Revenue Bonds (Monte Vista Gardens Senior Housing, Phase II) Town of Los Gatos Certificates of Participation (Capital Improvement Projects), Series 2002 F City of San José Variable Rate Demand Multifamily Housing Revenue Bonds (Villa Monterey Apartments Project) City of San José Limited Obligation Refunding Bonds Reassessment District No. 02-219SJ (2002 Consolidated Refunding) Series 24R City of Novato Community Facilities District No. 2002-1 (Pointe Marin) Special Tax Bonds, Series 2002 Sacramento City Financing Authority 2002 Revenue Bonds, Series A (City Hall and Redevelopment Projects) City of San Bruno Certificates of Participation (2002 Wastewater Syst. Inpr. Program)	$200,000 $15,935,000 $46,265,000 $56,640,000 $8,760,000 $3,465,000 $10,725,000 $11,000,000 $13,940,000 $11,990,000 $160,475,000 $9,800,000	Financial Advisor Underwriter Co-Managing Underwriter Financial Advisor Underwriter Financial Advisor Financial Advisor Financial Advisor Financial Advisor Financial Advisor Co-Managing Underwriter Financial Advisor
Year 2001
City of San José Community Facilities District No. 6 (Great Oaks-Route 85) Special Tax Bonds City of San Leandro 2001 Certificates of Participation (Joint Project Area Financing) City of San José Multifamily Housing Revenue Bonds (Almaden Senior Housing Apartments) 2001 Series G City of San José Multifamily Housing Revenue Bonds (GNMA Mortgage-Backed Securities Program-Lenzen Hsg.) Series 2001A City of San José Multifamily Housing Revenue Bonds (GNMA Mortgage-Backed Securities Program-Lenzen Hsg.) Series 2001B Alameda Power & Telecom Interest Rate SWAP Certificates of Participation, Series 2000-AT City of San José Limited Obligation Improvement Bonds Improvement District No. 99-218SJ (Hellyer-Piercy) Bond Series 24Q County of Contra Costa Public Financing Authority 2001 Revenue Bonds (Reassessment District of 2001) Los Gatos-Saratoga Joint Union High School District Certificates of Participation (2001 Financing Project)	$12,200,000 $5,020,000 $6,050,000 $1,100,000 $8,300,000 $29,000,000 $27,595,000 $6,575,000 5,990,000	Financial Advisor Underwriter Financial Advisor Financial Advisor Financial Advisor Financial Advisor Financial Advisor Underwriter Financial Advisor
Year 2000
City of Milpitas Certificates of Participation, Series 2000 (Technology Financing Phase I) Dated: December 14, 2000 City of San Bruno Certificates of Participation, Series 2000 (Police Facility Financing) Dated: December 13, 2000 City of San Jose Multifamily Senior Housing Revenue Bonds (Willow Glen Senior Apartments) Series 2000A Dated: December 8, 2000 City of San Jose Multifamily Senior Housing Revenue Bonds (Willow Glen Senior Apartments) Series 2000B Dated: December 8, 2000 City of San Jose Multifamily Senior Housing Revenue Bonds (Monte Vista Gardens Senior Housing) Series 2000A Dated: December 7, 2000 Alameda Power & Telecom Telecom System Revenue Taxable Certificate of Participation, Series 2000B Dated: December 1, 2000 Milpitas Redevelopment Agency Redevelopment Project Area No. 1 Tax Allocation Bonds, Series 2000 Dated: September 6, 2000 City of San Leandro Community Facilities District No. 1(Cherrywood) Special Tax Bonds, Series 2000 Dated: August 10, 2000 City of San Jose Financing Authority Lease Revenue Bonds, Series 2000B (Tuers-Capitol Golf Course/Camden Park Refunding) Dated: August 8, 2000 City of Novato General Obligation Bonds Advisor Series 2000 Dated: July 1, 2000 City of Milpitas Variable Rate Demand Multifamily Housing Revenue Bonds (The Crossing at Montague Apartments) 2000 Series A Dated: June 28, 2000 City of Milpitas Variable Rate Demand Taxable Multifamily Housing Revenue Bonds (The Crossing at Montague Apartments) 2000 Series A-T Dated: June 28, 2000 Milpitas Public Financing Authority Great Mall of the Bay Area Advisor Sales Tax Revenue Bonds, Series 2000 Dated: May 1, 2000 Alameda Power & Telecom Electric System Revenue Taxable Advisor Certificate of Participation, Series AT (Auction Rate Securities) Dated: April 5, 2000 Alameda Power & Telecom Electric System Revenue Advisor Certificate of Participation, Series A Dated: March 28, 2000	$8,610,000 $9,600,000 $3,740,000 $1,320,000 $9,700,000 $16,000,000 $38,000,000 $5,495,000 $22,635,000 $5,000,000 $45,000,000 $15,000,000 $9,200,000 $9,545,000 $29,500,000	Financial Advisor Financial Advisor Financial Advisor Financial Advisor Financial Advisor Financial Advisor Financial Advisor Financial Advisor Financial Advisor Financial Advisor Co-Managing Underwriter Co-Managing Underwriter Financial Advisor Financial Advisor Financial Advisor

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E. Wagner & Associates, Inc.
5510 Sunol Boulevard, Suite 3 Pleasanton, California 94566
Telephone: (925) 416-1200 | Facsimile: (925) 416-1296