Issue, Type, Date of Issue

Principal Amount

Role

City of Milpitas

Limited Obligation Improvement Bonds

Local Improvement District No. 18

1998 Series A

Dated: August 13, 1998

$3,790,874

Underwriter

Housing Authority of the City of Alameda 

Multifamily Housing Revenue Refunding Bonds

(GNMA Collateralized – Independence Plaza Apartments)

1998 Series A

Dated: August 1, 1998

$10,200,000

Underwriter

City of San Jose

Limited Obligation Refunding Bonds

Reassessment District No. 98-216SJ

(Silver Creek 1998 Refunding) Series 24P

Dated: July 22, 1998

$26,880,000

Financial Advisor

City of Milpitas

Limited Obligation Improvement Bonds

Local Improvement District No. 20

1998 Series A

Dated: July 15, 1998

$17,320,000

Underwriter

City and County of San Francisco

Redevelopment Financing Authority

1998 Series D Tax Allocation Revenue Refunding Bonds

(San Francisco Redevelopment Projects)

Dated: July 1, 1998

$21,035,000

Selling Group Member

City of Milpitas

Limited Obligation Refunding Improvement Bonds

Local Improvement District No. 18

Reassessment and Refunding of 1998

Dated: June 18, 1998

$8,620,000

Underwriter

East Bay Municipal Utility District 

Water System Subordinated Revenue Bonds, Series 1998

Dated: June 1, 1998

$300,000,000

Co-Managing Underwriter

County of Contra Costa

Community Facilities District No. 1991-1

(Pleasant Hill BART Station Area)

1998 Special Tax Refunding Bonds

Dated: May 12, 1998

$4,785,000

Co-Managing Underwriter

City of San Jose

Variable Rate Demand

Multifamily Housing Revenue Bonds

(Carlton Plaza of San Jose)

Series 1998A

Dated: April 24, 1998

$12,000,000

Financial Advisor

City of San Jose

Variable Rate Demand

Multifamily Housing Revenue Taxable Bonds

(Carlton Plaza of San Jose)

Series 1998A-T

Dated: April 24, 1998

$2,600,000

Financial Advisor